Jean-Paul Sartre (1905-1980)
From 1950’s What Is Literature?
Each one has his reasons: for one, art is a flight; for another, a means of conquering. But one can flee into a hermitage, into madness, into death. One can conquer by arms. Why does it have to be writing, why does one have to manage his escapes and conquests by writing? Because, behind the various aims of authors, there is a deeper and more immediate choice which is common to all of us. We shall try to elucidate this choice, and we shall see whether it is not in the name of this very choice of writing that the engagement of writers must be required.
Each of our perceptions is accompanied by the consciousness that human reality is a “revealer,” that is, it is through human reality that “there is” being, or, to put it differently, that man is the means by which things are manifested. It is our presence in the world which multiplies relations. It is we who set up a relationship between this tree and that bit of sky. Thanks to us, that star which has been dead for millennia, that quarter moon, and that dark river are disclosed in the unity of a landscape. It is the speed of our auto and our airplane which organizes the great masses of the earth. With each of our acts, the world reveals to us a new face. But, if we know that we are directors of being, we also know that we are not its producers. If we turn away from this landscape, it will sink back into its dark permanence. At least, it will sink back; there is no one mad enough to think that it is going to be annihilated. It is we who shall be annihilated, and the earth will remain in its lethargy until another consciousness comes along to awaken it. Thus, to our inner certainty of being “revealers” is added that of being inessential in relation to the thing revealed.
One of the chief motives of artistic creation is certainly the need of feeling that we are essential in relationship to the world. If I fix on canvas or in writing a certain aspect of the fields or the sea or a look on someone’s face which I have disclosed, I am conscious of having produced them by condensing relationships, by introducing order where there was none, by imposing the unity of mind on the diversity of things. That is, I feel myself essential in relation to my creation. But this time it is the created object which escapes me; I can not reveal and produce at the same time. The creation becomes inessential in relation to the creative activity. First of all, even if it appears to others as definitive, the created object always seems to us in a state of suspension; we can always change this line, that shade, that word. Thus, it never forces itself. A novice painter asked his teacher, “When should I consider my painting finished?” And the teacher answered, “When you can look at it in amazement and say to yourself Tm the one who did that?”
Which amounts to saying “never.” For it is virtually considering one’s work with someone else’s eyes and repealing what one has created. But it is self-evident that we are proportionally less conscious of the thing produced and more conscious of our productive activity. When it is a matter of pottery or carpentry, we work according to traditional norms, with tools whose usage is codified; it is Heidegger’s famous “they 55 who are working with our hands. In this case, the result can seem to us sufficiently strange to preserve its objectivity in our eyes. But if we ourselves produce the rules of production, he measures, the criteria, and if our creative drive comes from the very depths of our heart, then we never find anything but ourselves in our work. It is we who have invented the laws by which we judge it. It is our history, our love, our gaiety that we recognize in it. Even if we should regard it without touching it any further, we never receive from it that gaiety or love. We put them into it. The results which we have obtained on canvas or paper never seem to us objective. We are too familiar with the processes of which they are the effects. These processes remain a subjective discovery; they are ourselves, our inspiration, our ruse, and when we seek to perceive our work, we create it again, we repeat mentally the operations which produced it; each of its aspects appears as a result. Thus, in the perception, the object is given as the essential thing and the subject as the inessential. The latter seeks essentiality in the creation and obtains it, but then it is the object which becomes the inessential.
This dialectic is nowhere more apparent than in the art of writing, for the literary object is a peculiar top which exists only in movement. To make it come into view a concrete act called reading is necessary, and it lasts only as long as this act can last. Beyond that, there are only black marks on paper. Now, the writer can not read what he writes, whereas the shoemaker can put on the shoes he has just made if they are his size, and the architect can live in the house he has built. In reading, one foresees; one waits. He foresees the end of the sentence, the following sentence, the next page. He waits for them to confirm or disappoint his foresights. The reading is composed of a host of hypotheses, of dreams followed by awakenings, of hopes and deceptions. Readers are always ahead of the sentence they are reading in a merely probable future which partly collapses and partly comes together in proportion as they progress, which withdraws from one page to the next and forms the moving horizon of the literary object. Without waiting, without a future, without ignorance, there is no objectivity.
Now the operation of writing involves an implicit quasi-reading which makes real reading impossible. When the words form under his pen, the author doubtless sees them, but he does not see them as the reader does, since he knows them before writing them down. The function of his gaze is not to reveal, by stroking them, the sleeping words which are waiting to be read, but to control the sketching of the signs. In short, it is a purely regulating mission, and the view before him reveals nothing except for slight slips of the pen. The writer neither foresees nor conjectures; he projects. It often happens that he awaits, as they say, the inspiration. But one does not wait for himself the way he waits for others. If he hesitates, he knows that the future is not made, that he himself is going to make it, and if he still does not know what is going to happen to his hero, that simply means that he has not thought about it, that he has not decided upon anything. The future is then a blank page, whereas the future of the reader is two hundred pages filled with words which separate him from the end. Thus, the writer meets everywhere only his knowledge, his will, his plans, in short, himself. He touches only his own subjectivity; the object he creates is out of reach; he does not create it for himself. If he rereads himself, it is already too late. The sentence will never quite be a thing in his eyes. He goes to the very limits of the subjective but without crossing it. He appreciates the effect of a touch, of an epigram, of a well-placed adjective, but it is the effect they will have on others. He can judge it, not feel it. Proust never discovered the homosexuality of Charlus, since he had decided upon it even before starting on his book. And if a day comes when the book takes on for its author a semblance of objectivity, it is that years have passed, that he has forgotten it, that its spirit is quite foreign to him, and doubtless he is no longer capable of writing it. This was the case with Rousseau when he reread the Social Contract at the end of his life.
Thus, it is not true that one writes for himself. That would be the worst blow. In projecting his emotions on paper, one barely manages to give them a languishing extension. The creative act is only an incomplete and abstract moment in the production of a work. If the author existed alone he would be able to write as much as he liked; the work as object would never see the light of day and he would either have to put down his pen or despair. But the operation of writing implies that of reading as its dialectical correlative and these two connected acts necessitate two distinct agents. It is the conjoint effort of author and reader which brings upon the scene that concrete and imaginary object which is the work of the mind. There is no art except for and by others.
Reading seems, in fact, to be the synthesis of perception and creation. It supposes the essentiality of both the subject and the object. The object is essential because it is strictly transcendent, because it imposes its own structures, and because one must wait for it and observe it; but the subject is also essential because it is required not only to disclose the object (that is, to make there be an object) but also so that this object might be (that is, to produce it). In a word, the reader is conscious of disclosing in creating, of creating by disclosing. In reality, it is not necessary to believe that reading is a mechanical operation and that signs make an impression upon him as light does on a photographic plate. If he is inattentive, tired, stupid, or thoughtless, most of the relations will escape him. He will never manage to “catch on to the object (in the sense in which we see that fire “catches” or “doesn’t catch”). He will draw some phrases out of the shadow, but they will seem to appear as random strokes. If he is at his best, he will project beyond the words a synthetic form, each phrase of which will be no more than a partial function: the “theme, the “subject, or the “meaning. Thus, from the very beginning, the meaning is no longer contained in the words, since it is he, on the contrary, who allows the signification of each of them to be understood; and the literary object, though realized through language, is never given in language. On the contrary, it is by nature a silence and an opponent of the word. In addition, the hundred thousand words aligned in a book can be read one by one so that the meaning of the work does not emerge. Nothing is accomplished if the reader does not put himself from the very beginning and almost without a guide at the height of this silence; if, in short, he does not invent it and does not then place there, and hold on to, the words and sentences which he awakens. And if I am told that it would be more fitting to call this operation a re-invention or a discovery, I shall answer that, first, such a re-invention would be as new and as original an act as the first invention. And, especially, when an object has never existed before, there can be no question of re-inventing it or discovering it. For if the silence about which I am speaking is really the goal at which the author is aiming, he has, at least, never been familiar with it; his silence is subjective and anterior to language. It is the absence of words, the undifferentiated and lived silence of inspiration, which the word will then particularize, whereas the silence produced by the reader is an object. And at the very interior of this object there are more silences which the author does not tell. It is a question of silences which are so particular that they could not retain any meaning outside of the object which the reading causes to appear. However, it is these which give it its density and its particular face.
To say that they are unexpressed is hardly the word; for they are precisely the inexpressible. And that is why one does not come upon them at any definite moment in the reading; they are everywhere and nowhere. The quality of the marvelous in The Wanderer (Le Grand Meaulnes], the grandiosity of Armance, the degree of realism and truth of Kafka’s mythology, these are never given. The reader must invent them all in a continual exceeding of the written thing. To be sure, the author guides him, but all he does is guide him. The landmarks he sets up are separated by the void. The reader must unite them; he must go beyond them. In short, reading is directed creation. On the one hand, the literary object has no other substance than the reader’s subjectivity; Raskolnikov’s waiting is my waiting which I lend him. Without this impatience of the reader he would remain only a collection of signs. His hatred of the police magistrate who questions him is my hatred which has been solicited and wheedled out of me by signs, and the police magistrate himself would not exist without the hatred I have for him via Raskolnikov. That is what animates him, it is his very flesh.
But on the other hand, the words are there like traps to arouse our feelings and to reflect them toward us. Each word is a path of transcendence; it shapes our feelings, names them, and attributes them to an imaginary personage who takes it upon himself to live them for us and who has no other substance than these borrowed passions; he confers objects, perspectives, and a horizon upon them.
Thus, for the reader, all is to do and all is already done; the work exists only at the exact level of his capacities; while he reads and creates, he knows that he can always go further in his reading, can always create more profoundly, and thus the work seems to him as inexhaustible and opaque as things. We would readily reconcile that “rational intuition” which Kant reserved to divine Reason with this absolute production of qualities, which, to the extent that they emanate from our subjectivity, congeal before our eyes into impermeable objectivities.
Since the creation can find its fulfillment only in reading, since the artist must entrust to another the job of carrying out what he has begun, since it is only through the consciousness of the reader that he can regard himself as essential to his work, all literary work is an appeal. To write is to make an appeal to the reader that he lead into objective existence the revelation which I have undertaken by means of language. And if it should be asked to what the writer is appealing, the answer is simple. As the sufficient reason for the appearance of the aesthetic object is never found either in the book (where we find merely solicitations to produce the object) or in the author’s mind, .and as his subjectivity, which he cannot get away from, cannot give a reason for the act of leading into objectivity, the appearance of the work of art is a new event which cannot be explained by anterior data. And since this directed creation is an absolute beginning, it is therefore brought about by the freedom of the reader, and by what is purest in that freedom. Thus, the writer appeals to the reader’s freedom to collaborate in the production of his work.
It will doubtless be said that all tools address themselves to our freedom since they are the instruments of a possible action, and that the work of art is not unique in that. And it is true that the tool is the congealed outline of an operation. But it remains on the level of the hypothetical imperative. I may use a hammer to nail up a case or to hit my neighbor over the head. Insofar as I consider it in itself, it is not an appeal to my freedom; it does not put me face to face with it; rather, it aims at using it by substituting a set succession of traditional procedures for the free invention of means. The book does not serve my freedom; it requires it. Indeed, one cannot address himself to freedom as such by means of constraint, fascination, or entreaties. There is only one way of attaining it; first, by recognizing it, then, having confidence in it, and finally, requiring of it an act, an act in its own name, that is, in the name of the confidence that one brings to it.
Thus, the book is not, like the tool, a means for any end whatever; the end to which it offers itself is the reader’s freedom. And the Kantian expression “finality without end” seems to me quite inappropriate for designating the work of art. In fact, it implies that the aesthetic object presents only the appearance of a finality and is limited to soliciting the free and ordered play of the imagination. It forgets that the imagination of the spectator has not only a regulating function, but a constitutive one. It does not play; it is called upon to recompose the beautiful object beyond the traces left by the artist. The imagination can not revel in itself any more than can the other functions of the mind; it is always on the outside, always engaged in an enterprise. There would be finality without end if some object offered such a set ordering that it would lead us to suppose that it has one even though we can not ascribe one to it. By defining the beautiful in this way one can and this is Kant’s aim liken the beauty of art to natural beauty, since a flower, for example, presents so much symmetry, such harmonious colors, and such regular curves, that one is immediately tempted to seek a finalist explanation for all these properties and to see them as just so many means at the disposal of an unknown end. But that is exactly the error. The beauty of nature is in no way comparable to that of art. The work of art does not have an end; there we agree with Kant. But the reason is that it is an end. The Kantian formula does not account for the appeal which resounds at the basis of each painting, each statue, each book. Kant believes that the work of art first exists as fact and that it is then seen. Whereas, it exists only if one looks at it and if it is first pure appeal, pure exigence to exist. It is not an instrument whose existence is manifest and whose end is undetermined. It presents itself as a task to be discharged; from the very beginning it places itself on the level of the categorical imperative. You are perfectly free to leave that book on the table. But if you open it, you assume responsibility for it. For freedom is not experienced by its enjoying its free subjective functioning, but in a creative act required by an imperative. This absolute end, this imperative which is transcendent yet acquiesced in, which freedom itself adopts as its own, is what we call a value. The work of art is a value because it is an appeal.
If I appeal to my readers so that we may carry the enterprise which I have begun to a successful conclusion, it is self-evident that I consider him as a pure freedom, as an unconditioned activity; thus, in no case can I address myself to his passivity, that is, try to affect him, to communicate to him, from the very first, emotions of fear, desire, or anger. There are, doubtless, authors who concern themselves solely with arousing these emotions because they are foreseeable, manageable, and because they have at their disposal sure-fire means for provoking them. But it is also true that they are reproached for this kind of thing, as Euripides has been since antiquity because he had children appear on the stage. Freedom is alienated in the state of passion; it is abruptly engaged in partial enterprises; it loses sight of its task which is to produce an absolute end. And the book is no longer anything but a means for feeding hate or desire. The writer should not seek to overwhelm; otherwise he is in contradiction with himself; if he wishes to make demands he must propose only the task to be fulfilled. Hence, the character of pure presentation which appears essential to the work of art. The reader must be able to make a certain aesthetic withdrawal. This is what Gautier foolishly confused with “art for art’s sake” and the Parnassians with the imperturbability of the artist. It is simply a matter of precaution, and Genet more justly calls it the author’s politeness toward the reader. But that does not mean that the writer makes an appeal to some sort of abstract and conceptual freedom. One certainly creates the aesthetic object with feelings; if it is touching, it appears through our tears; if it is comic, it will be recognized by laughter. However, these feelings are of a particular kind. They have their origin in freedom; they are loaned. The belief which I accord the tale is freely assented to. It is a Passion, in the Christian sense of the word, that is, a freedom which resolutely puts itself into a state of passivity to obtain a certain transcendent effect by this sacrifice. The reader renders himself credulous; he descends into credulity which, though it ends by enclosing him like a dream, is at every moment conscious of being free. An effort is sometimes made to force the writer into this dilemma: “Either one believes in your story, and it is intolerable, or one does not believe in it, and it is ridiculous. But the argument is absurd because the characteristic of aesthetic consciousness is to be a belief by means of engagement, by oath, a belief sustained by fidelity to one’s self and to the author, a perpetually renewed choice to believe. I can awaken at every moment, and I know it; but I do not want to; reading is a free dream. So that all feelings which are exacted on the basis of this imaginary belief are like particular modulations of my freedom. Far from absorbing or masking it, they are so many different ways it has chosen to reveal itself to itself. Raskolnikov, as I have said, would only be a shadow, without the mixture of repulsion and friendship which I feel for him and which makes him live. But, by a reversal which is the characteristic of the imaginary object, it is not his behavior which excites my indignation or esteem, but my indignation and esteem which give consistency and objectivity to his behavior. Thus, the reader’s feelings are never dominated by the object, and as no external reality can condition them, they have their permanent source in freedom; that is, they are all generous for I call a feeling generous which has its origin and its end in freedom. Thus, reading is an exercise in generosity, and what the writer requires of the reader is not the application of an abstract freedom but the gift of his whole person, with his passions, his prepossessions, his sympathies, his sexual temperament, and his scale of values. Only this person will give himself generously; freedom goes through and through him and comes to transform the darkest masses of his sensibility. And as activity has rendered itself passive in order for it better to create the object, vice-versa, passivity becomes an act; the man who is reading has raised himself to the highest degree. That is why we see people who are known for their toughness shed tears at the recital of imaginary misfortunes; for the moment they have become what they would have been if they had not spent their lives hiding their freedom from themselves.
Thus, the author writes in order to address himself to the freedom of readers, and he requires it in order to make his work exist. But he does not stop there; he also requires that they return this confidence which he has given them, that they recognize his creative freedom, and that they in turn solicit it by a symmetrical and inverse appeal. Here there appears the other dialectical paradox of reading; the more we experience our freedom, the more we recognize that of the other; the more he demands of us, the more we demand of him.
When I am enchanted with a landscape, I know very well that it is not I who create it, but I also know that without me the relations which are established before my eyes among the trees, the foliage, the earth, and the grass would not exist at all. I know that I can give no reason for the appearance of finality which I discover in the assortment of hues and in the harmony of the forms and movements created by the wind. Yet, it exists; there it is before my eyes, and I can make there be being only if being already is. But even if I believe in God, I can not establish any passage, unless it be purely verbal, between the divine, universal solicitude and the particular spectacle which I am considering. To say that He made the landscape in order to charm me or that He made me the kind of person who is pleased by it is to take a question for an answer. Is the marriage of this blue and that green deliberate? How can I know? The idea of a universal providence is no guarantee of any particular intention, especially in the case under consideration, since the green of the grass is explained by biological laws, specific constants, and geographical determinism, while the reason for the blue of the water is accounted for by the depth of the river, the nature of the soil and the swiftness of the current. The assorting of the shades, if it is willed, can only be something thrown into the bargain; it is the meeting of two causal series, that is to say, at first sight, a fact of chance. At best, the finality remains problematic. All the relations we establish remain hypotheses; no end is proposed to us in the manner of an imperative, since none is expressly revealed as having been willed by a creator. Thus, our freedom is never called forth by natural beauty. Or rather, there is an appearance of order in the ensemble of the foliage, the forms, and the movements, hence, the illusion of a calling forth which seems to solicit this freedom and which disappears immediately when one regards it. Hardly have we begun to run our eyes over this arrangement, than the call disappears; we remain alone, free to tie up one color with another or with a third, to set up a relationship between the tree and the water or the tree and the sky, or the tree, the water and the sky. My freedom becomes caprice. To the extent that I establish new relationships, I remove myself further from the illusory objectivity which solicits me. I muse about certain motifs which are vaguely outlined by the things; the natural reality is no longer anything but a pretext for musing. Or, in that case, because I have deeply regretted that this arrangement which was momentarily perceived was not offered to me by somebody and consequently is not real, the result is that I fix my dream, that I transpose it to canvas or in writing. Thus, I interpose myself between the finality without end which appears in the natural spectacles and the gaze of other men. I transmit it to them. It becomes human by this transmission. Art here is a ceremony of the gift and the gift alone brings about the metamorphosis. It is something like the transmission of titles and powers in the matriarchate where the mother does not possess the names, but is the indispensable intermediary between uncle and nephew. Since I have captured this illusion in flight, since I lay it out for other men and have disengaged it and rethought it for them, they can consider it with confidence. It has become intentional. As for me, I remain, to be sure, at the border of the subjective and the objective without ever being able to contemplate the objective ordonnance which I transmit.
The reader, on the contrary, progresses in security. However far he may go, the author has gone farther. Whatever connections he may establish among the different parts of the book among the chapters or the words he has a guarantee, namely, that they have been expressly willed. As Descartes says, he can even pretend that there is a secret order among parts which seem to have no connection. The creator has preceded him along the way, and the most beautiful disorders are effects of art, that is, again order. Reading is induction, interpolation, extrapolation, and the basis of these activities rests on the reader’s will, as for a long time it was believed that that of scientific induction rested on the divine will. A gentle force accompanies us and supports us from the first page to the last. That does not mean that we fathom the artist’s intentions easily. They constitute, as we have said, the object of conjectures, and there is an experience of the reader; but these conjuctures are supported by the great certainty we have that the beauties which appear in the book are never accidental. In nature, the tree and the sky harmonize only by chance; if, on the contrary, in the novel, the protagonists find themselves in a certain tower, in a certain prison, if they stroll in a certain garden, it is a matter both of the restitution of independent causal series (the character had a certain state of mind which was due to a succession of psychological and social events; on the other hand, he betook himself to a determined place and the layout of the city required him to cross a certain park) and of the expression of a deeper finality, for the park came into existence only in order to harmonize with a certain state of mind, to express it by means of things or to put it into relief by a vivid contrast, and the state of mind itself was conceived in connection with the landscape. Here it is causality which is appearance and which might be called “causality without cause,” and it is the finality which is the profound reality. But if I can thus in all confidence put the order of ends under the order of causes, it is because by opening the book I am asserting that the object has its source in human freedom.
If I were to suspect the artist of having written out of passion and in passion, my confidence would immediately vanish, for it would serve no purpose to have supported the order of causes by the order of ends. The latter would be supported in its turn by a psychic causality and the work of art would end by re-entering the chain of determinism. Certainly I do not deny when I am reading that the author may be impassioned, nor even that he might have conceived the first plan of his work under the sway of passion. But his decision to write supposes that he withdraws somewhat from his feelings, in short, that he has transformed his emotions into free emotions as I do mine while reading him; that is, that he is in an attitude of generosity.
Thus, reading is a pact of generosity between author and reader. Each one trusts the other; each one counts on the other, demands of the other as much as he demands of himself. For this confidence is itself generosity. Nothing can force the author to believe that his reader will use his freedom; nothing can force the reader to believe that the author has used his. Both of them make a free decision. There is then established a dialectical going-and-coming; when I read, I make demands; if my demands are met, what I am then reading provokes me to demand more of the author, which means to demand of the author that he demand more of me. And, vice versa, the author’s demand is that I carry my demands to the highest pitch. Thus, my freedom, by revealing itself, reveals the freedom of the other.
It matters little whether the aesthetic object is the product of “realistic” art (or supposedly such) or “formal” art. At any rate, the natural relations are inverted; that tree on the first plane of the Cezanne painting first appears as the product of a causal chain. But the causality is an illusion; it will doubtless remain as a proposition as long as we look at the painting, but it will be supported by a deep finality; if the tree is placed in such a way, it is because the rest of the painting requires that this form and those colors be placed on the first plane. Thus, through the phenomenal causality, our gaze attains finality as the deep structure of the object, and, beyond finality, it attains human freedom as its source and original basis. Verrneer’s realism is carried so far that at first it might be thought to be photographic. But if one considers the splendor of his texture, the pink and velvety glory of his little brick walls, the blue thickness of a branch of woodbine, the glazed darkness of his vestibules, the orange-colored flesh of his faces which are as polished as the stone of holy-water basins, one suddenly feels, in the pleasure that he experiences, that the finality is not so much in the forms or colors as in his material imagination. It is the very substance and temper of the things which here give the forms their reason for being. With this realist we are perhaps closest to absolute creation, since it is in the very passivity of the matter that we meet the unfathomable freedom of man.
The work is never limited to the painted, sculpted, or narrated object. Just as one perceives things only against the background of the world, so the objects represented by art appear against the background of the universe. On the background of the adventures of Fabrice are the Italy of 1820, Austria, France, the sky and stars which the Abbe Blanis consults, and finally the whole earth. If the painter presents us with a field or a vase of flowers, his paintings are windows which are open on the whole world. We follow the red path which is buried among the wheat much farther than Van Gogh has painted it, among other wheat fields, under other clouds, to the river which empties into the sea, and we extend to infinity, to the other end of the world, the deep finality which supports the existence of the field and the earth. So that, through the various objects which it produces or reproduces, the creative act aims at a total renewal of the world. Each painting, each book, is a recovery of the totality of being. Each of them presents this totality to the freedom of the spectator. For this is quite the final goal of art: to recover this world by giving it to be seen as it is, but as if it had its source in human freedom. But, since what the author creates takes on objective reality only in the eyes of the spectator, this recovery is consecrated by the ceremony of the spectacle and particularly of reading. We are already in a better position to answer the question we raised a while ago: the writer chooses to appeal to the freedom of other men so that, by the reciprocal implications of their demands, they may re-adapt the totality of being to man and may again enclose the universe within man.
If we wish to go still further, we must bear in mind that the writer, like all other artists, aims at giving his reader a certain feeling that is customarily called aesthetic pleasure, and which I would very much rather call aesthetic joy, and that this feeling, when it appears, is a sign that the work is achieved. It is therefore fitting to examine it in the light of the preceding considerations. In effect, this joy, which is denied to the creator, insofar as he creates, becomes one with the aesthetic consciousness of the spectator, that is, in the case under consideration, of the reader. It is a complex feeling but one whose structures and condition are inseparable from one another. It is identical, at first, with the recognition of a transcendent and absolute end which, for a moment, suspends the utilitarian round of ends-means and meansends1 , that is, of an appeal or, what amounts to the same thing, of a value. And the positional consciousness which I take of this value is necessarily accompanied by the non-positional consciousness of my freedom, since my freedom is manifested to itself by a transcendent exigency. The recognition of freedom by itself is joy, but this structure of non-thetical consciousness implies another: since, in effect, reading is creation, my freedom does not only appear to itself as pure autonomy but as creative activity, that is, it is not limited to giving itself its own law but perceives itself as being constitutive of the object. It is on this level that the phenomenon specifically is manifested, that is, a creation wherein the created object is given as object to its creator. It is the sole case in which the creator gets any enjoyment out of the object he creates. And the word enjoyment which is applied to the positional consciousness of the work read indicates sufficiently that we are in the presence of an essential structure of aesthetic joy. This positional enjoyment is accompanied by the non-positional consciousness of being essential in relation to an object perceived as essential. I shall call this aspect of aesthetic consciousness the feeling of security; it is this which stamps the strongest aesthetic emotions with a sovereign calm. It has its origin in the authentication of a strict harmony between subjectivity and objectivity. As, on the other hand, the aesthetic object is properly the world insofar as it is aimed at through the imaginary, aesthetic joy accompanies the positional consciousness that the world is a value, that is, a task proposed to human freedom. I shall call this the aesthetic modification of the human project, for, as usual, the world appears as the horizon of our situation, as the infinite distance which separates us from ourselves, as the synthetic totality of the given, as the undifferentiated ensemble of obstacles and implements but never as a demand addressed to our freedom. Thus, aesthetic joy proceeds to this level of the consciousness which I take of recovering and internalizing that which is non-ego par excellence, since I transform the given into an imperative and the fact into a value. The world is my task, that is, the essential and freely accepted function of my freedom is to make that unique and absolute object which is the universe come into being in an unconditioned movement. And, thirdly, the preceding structures imply a pact between human freedoms, for, on the one hand, reading is a confident and exacting recognition of the freedom of the writer, and, on the other hand, aesthetic pleasure, as it is itself experienced in the form of a value, involves an absolute exigence in regard to others; every man, insofar as he is a freedom, feels the same pleasure in reading the same work. Thus, all mankind is present in its highest freedom; it sustains the being of a world which is both its world and the “external” world. In aesthetic joy the positional consciousness is an image-making consciousness of the world in its totality both as being and having to be, both as totally ours and totally foreign, and the more ours as it is the more foreign. The non-positional consciousness really envelops the harmonious totality of human freedoms insofar as it makes the object of a universal confidence and exigency.
To write is thus both to disclose the world and to offer it as a task to the generosity of the reader. It is to have recourse to the consciousness of others in order to make one’s self be recognized as essential to the totality of being; it is to wish to live this essentiality by means of interposed persons; but, on the other hand, as the real world is revealed only by action, as one can feel himself in it only by exceeding it in order to change it, the novelist’s universe would lack thickness if it were not discovered in a movement to transcend it. It has often been observed that an object in a story does not derive its density of existence from the number and length of the descriptions devoted to it, but from the complexity of its connections with the different characters. The more often the characters handle it, take it up, and put it down, in short, go beyond it toward their own ends, the more real will it appear. Thus, of the world of the novel, that is, the totality of men and things, we may say that in order for it to offer its maximum density the disclosurecreation by which the reader discovers it must also be an imaginary engagement in the action; in other words, the more disposed one is to change it, the more alive it will be. The error of realism has been to believe that the real reveals itself to contemplation, and that consequently one could draw an impartial picture of it. How could that be possible, since the very perception is partial, since by itself the naming is already a modification of the object? And how could the writer, who wants himself to be essential to this universe, want to be essential to the injustice which this universe comprehends? Yet, he must be; but if he accepts being the creator of injustices, it is in a movement which goes beyond them toward their abolition. As for me who read, if I create and keep alive an unjust world, I can not help making myself responsible for it. And the author’s whole art is bent on obliging me to create what he discloses, therefore to compromise myself. So both of us bear the responsibility for the universe. And precisely because this universe is supported by the joint effort of our two freedoms, and because the author, with me as medium, has attempted to integrate it into the human, it must appear truly in itself, in its very marrow, as being shot through and through with a freedom which has taken human freedom as its end, and if it is not really the city of ends that it ought to be, it must at least be a stage along the way; in a word, it must be a becoming and it must always be considered and presented not as a crushing mass which weighs us down, but from the point of view of its going beyond toward that city of ends. However bad and hopeless the humanity which it paints may be, the work must have an air of generosity. Not, of course, that this generosity is to be expressed by means of edifying discourses and virtuous characters; it must not even be premeditated, and it is quite true that fine sentiments do not make fine books. But it must be the very warp and woof of the book, the stuff out of which the people and things are cut; whatever the subject, a sort of essential lightness must appear everywhere and remind us that the work is never a natural datum, but an exigence and a gift. And if I am given this world with its injustices, it is not so that I might contemplate them coldly, but that I might animate them with my indignation, that I might disclose them and create them with their nature as injustices, that is, as abuses to be suppressed. Thus, the writer’s universe will only reveal itself in all its depth to the examination, the admiration, and the indignation of the reader; and the generous love is a promise to maintain, and the generous indignation is a promise to change, and the admiration a promise to imitate; although literature is one thing and morality a quite different one, at the heart of the aesthetic imperative we discern the moral imperative. For, since the one who writes recognizes, by the very fact that he takes the trouble to write, the freedom of his readers, and since the one who reads, by the mere fact of his opening the book, recognizes the freedom of the writer, the work of art, from whichever side you approach it, is an act of confidence in the freedom of men. And since readers, like the author, recognize this freedom only to demand that it manifest itself, the work can be defined as an imaginary presentation of the world insofar as it demands human freedom. The result of which is that there is no “gloomy literature”, since, however dark may be the colors in which one paints the world, he paints it only so that free men may feel their freedom as they face it. Thus, there are only good and bad novels. The bad novel aims to please by flattering, whereas the good one is an exigence and an act of faith. But above all, the unique point of view from which the author can present the world to those freedoms whose concurrence he wishes to bring about is that of a world to be impregnated always with more freedom. It would be inconceivable that this unleashing of generosity provoked by the writer could be used to authorize an injustice, and that the reader could enjoy his freedom while reading a work which approves or accepts or simply abstains from condemning the subjection of man by man. One can imagine a good novel being written by an American Negro even if hatred of the whites were spread all over it, because it is the freedom of his race that he demands through this hatred. And, as he invites me to assume the attitude of generosity, the moment I feel myself a pure freedom I can not bear to identify myself with a race of oppressors. Thus, I require of all freedoms that they demand the liberation of colored people against the white race and against myself insofar as I am a part of it, but nobody can suppose for a moment that it is possible to write a good novel in praise of anti-Semitism. 1 For, the moment I feel that my freedom is indissolubly linked with that of all other men, it can not be demanded of me that I use it to approve the enslavement of a part of these men. Thus, whether he is an essayist, a pamphleteer, a satirist, or a novelist, whether he speaks only of individual passions or whether he attacks the social order, the writer, a free man addressing free men, has only one subject freedom.
Hence, any attempt to enslave his readers threatens him in his very art. A blacksmith can be affected by fascism in his life as a man, but not necessarily in his craft; a writer will be affected in both, and even more in his craft than in his life. I have seen writers, who before the war, called for fascism with all their hearts, smitten with sterility at the very moment when the Nazis were loading them with honors. I am thinking of Drieu la Rochelle in particular; he was mistaken, but he was sincere. He proved it. He had agreed to direct a Naziinspired review. The* first few months he reprimanded, rebuked, and lectured his countrymen. No one answered him because no one was free to do so. He became irritated; he no longer felt his readers. He became more insistent, but no sign appeared to prove that he had been understood. No sign of hatred, nor of anger either; nothing. He seemed disoriented, the victim of a growing distress. He complained bitterly to the Germans. His articles had been superb: they became shrill. The moment arrived when he struck his breast; no echo, except among the bought journalists whom he despised. He handed in his resignation, withdrew it, again spoke, still in the desert. Finally, he kept still, gagged by the silence of others. He had demanded the enslavement of others, but in his crazy mind he must have imagined that it was voluntary, that it was still free. It came; the man in him congratulated himself mightily, but the writer could not bear it. While this was going on, others, who, happily, were in the majority, understood that the freedom of writing implies the freedom of the citizen. One does not write for slaves. The art of prose is bound up with the only regime in which prose has meaning, democracy. When one is threatened, the other is too. And it is not enough to defend them with the pen. A day comes when the pen is forced to stop, and the writer must then take up arms. Thus, however you might have come to it, whatever the opinions you might have professed, literature throws you into battle. Writing is a certain way of wanting freedom; once you have begun, you are engaged, willy-nilly.
Engaged in what? Defending freedom? That’s easy to say. Is it a matter of acting as guardian of ideal values like Benda’s clerk before the betrayal, 1 or is it concrete, everyday freedom which must be protected by our taking sides in political and social struggles? The question is tied up with another one, one very simple in appearance but which nobody ever asks himself: “For whom does one write?”